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COMPLIANCE IMPACT: Insider Dealing - The Memo


Overview/Description
Target Audience
Expected Duration
Lesson Objectives
Course Number



Overview/Description
Employees who possess confidential information about their company are responsible for safeguarding that information. This obligation extends to the use of certain confidential, or "inside," information in making a decision to trade or not to trade securities, which is prohibited by law. This Compliance Impact explores one such opportunity faced by an employee who must decide what to do with confidential information he inadvertently discovers.

Target Audience
All employees

Expected Duration (hours)
0.1

Lesson Objectives

COMPLIANCE IMPACT: Insider Dealing - The Memo

  • Objective Text
  • Course Number:
    _pc_bi_lcbi014