Course Details

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COMPLIANCE SHORT: Insider Dealing


Overview/Description
Target Audience
Prerequisites
Expected Duration
Lesson Objectives
Course Number



Overview/Description
Illegal insider dealing (also known as insider trading) can have serious costs for individuals and their organizations. This course will help you recognize ways in which inside information can be misused for illegal securities trading. This course was developed with subject matter support provided by Gordon Dadds LLP. Please note, however, that the course materials and content are for informational purposes only and do not constitute legal advice and may or may not reflect the most current legal developments. Nothing herein, or in the course materials, shall be construed as professional advice as to any particular situation or constitute a legal opinion with respect to compliance with legal statutes or statutory instruments. Gordon Dadds LLP accepts no responsibility for their contents and the reliance on the contents is prohibited and at the user’s risk. Transmission of the information is not intended to create, and receipt does not constitute, a solicitor-client relationship. Readers should not act upon this information without seeking independent legal advice.

Target Audience
All employees

Prerequisites
None

Expected Duration (hours)
0.1

Lesson Objectives

COMPLIANCE SHORT: Insider Dealing

  • recognize the types of activities that may be considered illegal insider trading
  • Course Number:
    lchr_01_b32_lc_enus