COMPLIANCE IMPACT: Insider Dealing - The Memo

  • 5 topics | 6m
  • Up to 30 languages
  • Transcripts
Employees who possess confidential information about their company are responsible for safeguarding that information. This obligation extends to the use of certain confidential, or "inside," information in making a decision to trade or not to trade securities, which is prohibited by law. This Compliance Impact explores one such opportunity faced by an employee who must decide what to do with confidential information he inadvertently discovers.

WHAT YOU WILL LEARN

  • recognize examples of illegal insider dealing
  • define illegal insider dealing
  • recognize the consequences of illegal insider dealing
  • recognize the importance of avoiding illegal insider dealing
  • review what you've learned

IN THIS COURSE

  • Should I act on what I know?
    1m
  • More than an ethical dilemma
    1m
  • A victimless crime?
    1m
  • Conclusion
    1m
  • Summary
    1m

YOU MIGHT ALSO LIKE

COMPLIANCE-COURSE COMPLIANCE EXPERT: Privacy & Information Security - The Basics (UK)
COMPLIANCE-COURSE FMLA Leave and More: An Overview of Legally Protected Leave
COMPLIANCE-COURSE COMPLIANCE IMPACT: Antitrust – Trade Association Meeting