COMPLIANCE IMPACT: Insider Dealing – The Tipping Point

  • 8 topics | 6m
  • Up to 30 languages
  • Transcripts
Illegal insider dealing can have serious consequences for individuals and companies, so it's important to understand what it is and how to avoid it. This Compliance Impact experience follows characters who compromise themselves and their organizations through illegal insider dealing.

WHAT YOU WILL LEARN

  • understand the credentials of the subject matter expert
  • recognize examples of illegal insider dealing
  • define illegal insider dealing
  • recognize circumstances that might precipitate illegal insider dealing
  • identify behavior that constitutes illegal insider dealing
  • identify the potential consequences for participating in illegal insider dealing
  • recognize the importance of avoiding illegal insider dealing
  • review what you've learned

IN THIS COURSE

  • Introduction
    1m
  • Scene 1
    2m
  • Insiders
    1m
  • Confidentiality
    1m
  • Scene 2
    1m
  • Consequences
    1m
  • Conclusion
  • Summary